So Much History

Chief Justice Roger Taney - Dred Scott

What was the Dred Scott decision? Dred Scott was the name of a Black slave of the Peter Blow family. He was born in Virginia around 1799, and was the property, as his parents had been, of the Blow family. He had spent his entire life as a slave, and never got the opportunity to learn to read. The Blow family moved to St. Louis in 1830 taking Scott with them and soon sold him to Dr. John Emerson. Scott was taken by his master, Dr. John Emerson, a military surgeon of the U.S. Army, from the slave state of Missouri to the free state of Illinois and then to the free territory of Wisconsin. Slavery had been prohibited by the Missouri Compromise of 1820 in these states. During this period, Scott married Harriet Robinson, also a slaved, at Fort Snelling.

In 1842, the Scotts returned with Dr. and Mrs. Emerson to St. Louis, where Dr. Emerson died the following year. Mrs. Emerson hired out Dred, and the Scott family to work for other families keeping the majority of their wages. On April 6th, 1846, Dred Scott and his wife Harriet filed suit against Irene Emerson for their freedom. Since Dred and his wife, Harriet, had lived in Illinois and the Wisconsin Territory, both free domains for a long time, they hoped they had a persuasive case. Under the law of 1846, the issue considered by the court system was not whether all humans have the right to freedom, but a question of property rights.  If slaves were indeed valuable property, such as a horse, could they be taken away from their owners because of where the owner had taken them?  

In 1846, Scott was helped by abolitionists and the son of his former master, Peter Blow, who provided him with the financial aid for his Missouri lawsuit and perhaps also encouraged him to sue for his freedom. The Scotts lost their first trial because of hearsay evidence, but were granted a second trail in 1850. In the second trial, a jury of 12 White men heard the evidence and decided that Dred Scott and his family should be free. Slaves were valuable property, and Mrs. Emerson did not want to lose the Scotts. She appealed her case to the Missouri State Supreme Court, which in 1852 reversed the ruling of 1850. The court stated that "times now are not as they were when the previous decisions on this subject were made."

Missouri law allowed slavery, the court was saying, and it would uphold the rights of slave-owners in the state at all costs. The slavery issue was becoming more divisive nationwide, and provided the court with political reasons to return Scott to slavery. However, Dred Scott was not ready to give up in his fight for freedom for himself and his family, however. With the help of a new team of lawyers who opposed slavery, Dred Scott filed suit (a third time) in St. Louis federal court in 1854 against John F.A. Sanford who was now Dred Scott's owner. Sanford who was Irene Emerson's brother and executor of the Emerson estate, lived in New York. Now that the issue involved the two state of Missouri and New York, the case fell under the jurisdiction of the federal court.

In 1854, the case was decided in favor of Sanford, but Scott appealed to the United States Supreme Court. Scott received help from a lawyer, Montgomery Blair, who agreed to take the case for free. Blair was not an abolitionist, but he supported the Republican Party and opposed the spread of slavery into the Western territories or Northern states. In 1857 the U.S. Supreme Court was heavily proslavery and pro-Democratic. The Chief Justice of the Supreme Court, Roger B. Taney, was a former slave owner from Maryland. Justice Taney had spent most of his time on the bench defending slavery. He believed that the institution was inextricably linked to the perpetuation of Southern life and values, which he saw as increasingly under attack by Northern aggression.

In what appeared to be a straightforward lawsuit between two private parties became an 11-year legal struggle that culminated in one of the most notorious decisions ever issued by the United States Supreme Court. On March 6, 1857, Scott lost the decision as 7 out of 9 Justices on the Supreme Court  agreed that Dred Scott should remain a slave, but Taney did not stop there. He also ruled that as a slave, Dred Scott was not a citizen of the United States, and therefore had no right to bring suit in the federal courts on any matter. In addition, he declared that Scott had never been free, due to the fact that slaves were personal property. It declared that the Missouri Compromise of 1820 to be unconstitutional and that Congress could not stop slavery in the newly emerging territories.

Thus, the concept of popular sovereignty, that is, the right of the citizens of the territory to decide whether to be a free or slave territory, was rendered inoperative. The Missouri Compromise of 1820 admitted Maine as a free state and Missouri as a slave state. It also prohibited slavery north of the parallel 36°30´ (north of the southern border of Missouri) in the Louisiana Territory. The Court also declared any ban on slavery was a violation of the Fifth Amendment of the Constitution which prohibits the federal government from depriving persons of their property without due process of law. Based on the assumption that enslaved people were property, Taney argued that banning slavery meant depriving owners of their property without due process of the law.

 

This case is before us on a writ of error from the Circuit Court for the district of Missouri.

An action of trespass was brought which charges the defendant with an assault and imprisonment of the plaintiff, and also of Harriet Scott, his wife, Eliza and Lizzie, his two children, on the ground that they were his slaves, which was without right on his part and against law.

The defendant filed a plea in abatement,

"that said causes of action, and each and every of them, if any such accrued to the said Dred Scott, accrued out of the jurisdiction of this court, and exclusively within the jurisdiction of the courts of the State of Missouri, for that, to-wit, said plaintiff, Dred Scott, is not a citizen of the State of Missouri, as alleged in his declaration, because he is a negro of African descent, his ancestors were of pure African blood, and were brought into this country and sold as negro slaves, and this the said Sandford is ready to verify, wherefore he prays judgment whether the court can or will take further cognizance of the action aforesaid."

To this a demurrer was filed which, on argument, was sustained by the court, the plea in abatement being held insufficient; the defendant was ruled to plead over. Under this rule, he pleaded: 1. Not guilty, 2. That Dred Scott was a negro slave, the property of the defendant, and 3. That Harriet, the wife, and Eliza and Lizzie, the daughters of the plaintiff, were the lawful slaves of the defendant.

Issue was joined on the first plea, and replications of de injuria were filed to the other pleas.

The parties agreed to the following facts: In the year 1834, the plaintiff was a negro slave belonging to Dr. Emerson, who was a surgeon in the army of the United States. In that year, Dr. Emerson took the plaintiff from the State of Missouri to the post of Rock Island, in the State of Illinois, and held him there as a slave until the month of April or May, 1836. At the time last mentioned, Dr. Emerson removed the plaintiff from Rock Island to the military post at Fort Snelling, situate on the west bank of the Mississippi river, in the territory Known as Upper Louisiana, acquired by the United States of France, and situate north of latitude thirty-six degrees thirty minutes north, and north of the State of Missouri. Dr. Emerson held the plaintiff in slavery, at Fort Snelling from the last-mentioned date until the year 1838.

In the year 1835, Harriet, who is named in the second count of the plaintiff's declaration, was the negro slave of Major Taliaferro, who belonged to the army of the United States. In that year, Major Taliaferro took Harriet to Fort Snelling, a military post situated as hereinbefore stated, and kept her there as a slave until the year 1836, and then sold and delivered her as a slave, at Fort Snelling, unto Dr. Emerson, who held her in slavery at that place until the year 1838.

In the year 1836, the plaintiff and Harriet were married at Fort Snelling, with the consent of Dr. Emerson, who claimed to be their master and owner. Eliza and Lizzie, named in the third count of the plaintiff's declaration, are the fruit of that marriage. Eliza is about fourteen years old, and was born on board the steamboat Gipsey, north of the north line of the State of Missouri, and upon the river Mississippi. Lizzie is about seven years old, and was born in the State of Missouri at the military post called Jefferson Barracks.

In the year 1838, Dr. Emerson removed the plaintiff and said Harriet and their daughter Eliza from Fort Snelling to the State of Missouri, where they have ever since resided.

Before the commencement of the suit, Dr. Emerson sold and conveyed the plaintiff, Harriet, Eliza, and Lizzie, to the defendant as slaves, and he has ever since claimed to hold them as slaves.

At the times mentioned in the plaintiff's declaration, the defendant, claiming to be the owner, laid his hands upon said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them, doing in this respect, however, no more than he might lawfully do if they were of right his slaves at such times.

In the first place, the plea to the jurisdiction is not before us on this writ of error. A demurrer to the plea was sustained, which ruled the plea bad, and the defendant, on leave, pleaded over.

The decision on the demurrer was in favor of the plaintiff, and, as the plaintiff prosecutes this writ of error, he does not complain of the decision on the demurrer. The defendant might have complained of this decision, as against him, and have prosecuted a writ of error to reverse it. But as the case, under the instruction of the court to the jury, was decided in his favor, of course he had no ground of complaint.

But it is said, if the court, on looking at the record, shall clearly perceive that the Circuit Court had no jurisdiction, it is a ground for the dismissal of the case. This may be characterized as rather a sharp practice, and one which seldom, if ever, occurs. No case was cited in the argument as authority, and not a single case precisely in point is recollected in our reports. The pleadings do not show a want of jurisdiction. This want of jurisdiction can only be ascertained by a judgment on the demurrer to the special plea. No such case, it is believed, can be cited. But if this rule of practice is to be applied in this case, and the plaintiff in error is required to answer and maintain as well the points ruled in his favor, as to show the error of those ruled against him, he has more than an ordinary duty to perform. Under such circumstances, the want of jurisdiction in the Circuit Court must be so clear as not to admit of doubt. Now the plea which raises the question of jurisdiction, in my judgment, is radically defective. The gravamen of the plea is this:

"That the plaintiff is a negro of African descent, his ancestors being of pure African blood, and were brought into this country and sold as negro slaves."

There is no averment in this plea which shows or conduces to show an inability in the plaintiff to sue in the Circuit Court. It does not allege that the plaintiff had his domicil in any other State, nor that he is not a free man in Missouri. He is averred to have had a negro ancestry, but this does not show that he is not a citizen of Missouri within the meaning of the act of Congress authorizing him to sue in the Circuit Court. It has never been held necessary, to constitute a citizen within the act, that he should have the qualifications of an elector. Females and minors may sue in the Federal courts, and so may any individual who has a permanent domicil in the State under whose laws his rights are protected, and to which he owes allegiance.

Being born under our Constitution and laws, no naturalization is required, as one of foreign birth, to make him a citizen. The most general and appropriate definition of the term citizen is "a freeman." Being a freeman, and having his domicil in a State different from that of the defendant, he is a citizen within the act of Congress, and the courts of the Union are open to him.

It has often been held that the jurisdiction, as regards parties, can only be exercised between citizens of different States, and that a mere residence is not sufficient, but this has been said to distinguish a temporary from a permanent residence.

To constitute a good plea to the jurisdiction, it must negative those qualities and rights which enable an individual to sue in the Federal courts. This has not been done, and on this ground the plea was defective, and the demurrer was properly sustained. No implication can aid a plea in abatement or in bar; it must be complete in itself; the facts stated, if true, must abate or bar the right of the plaintiff to sue. This is not the character of the above plea. The facts stated, if admitted, are not inconsistent with other facts which may be presumed and which bring the plaintiff within the act of Congress.

The pleader has not the boldness to allege that the plaintiff is a slave, as that would assume against him the matter in controversy, and embrace the entire merits of the case in a plea to the jurisdiction. But beyond the facts set out in the plea, the court, to sustain it, must assume the plaintiff to be a slave, which is decisive on the merits. This is a short and an effectual mode of deciding the cause, but I am yet to learn that it is sanctioned by any known rule of pleading.

The defendant's counsel complain that, if the court take jurisdiction on the ground that the plaintiff is free, the assumption is against the right of the master. This argument is easily answered. In the first place, the plea does not show him to be a slave; it does not follow that a man is not free whose ancestors were slaves. The reports of the Supreme Court of Missouri show that this assumption has many exceptions, and there is no averment in the plea that the plaintiff is not within them.

By all the rules of pleading, this is a fatal defect in the plea. If there be doubt, what rule of construction has been established in the slave States? In Jacob v. Sharp, Meigs's Rep., Tennessee 114, the court held, when there was doubt as to the construction of a will which emancipated a slave, "it must be construed to be subordinate to the higher and more important right of freedom."

No injustice can result to the master from an exercise of jurisdiction in this cause. Such a decision does not in any degree affect the merits of the case; it only enables the plaintiff to assert his claims to freedom before this tribunal. If the jurisdiction be ruled against him on the ground that he is a slave, it is decisive of his fate.

It has been argued that, if a colored person be made a citizen of a State, he cannot sue in the Federal court. The Constitution declares that Federal jurisdiction "may be exercised between citizens of different States," and the same is provided in the act of 1789. The above argument is properly met by saying that the Constitution was intended to be a practical instrument, and where its language is too plain to be misunderstood, the argument ends.

In Chirae v. Chirae, 2 Wheat. 261, 4 Curtis 99, this court says: "That the power of naturalization is exclusively in Congress does not seem to be, and certainly ought not to be, controverted." No person can legally be made a citizen of a State, and consequently a citizen of the United States, of foreign birth, unless he be naturalized under the acts of Congress. Congress has power "to establish a uniform rule of naturalization."

It is a power which belongs exclusively to Congress, as intimately connected with our Federal relations. A State may authorize foreigners to hold real estate within its jurisdiction, but it has no power to naturalize foreigners, and give them the rights of citizens. Such a right is opposed to the acts of Congress on the subject of naturalization, and subversive of the Federal powers. I regret that any countenance should be given from this bench to a practice like this in some of the States, which has no warrant in the Constitution.

In the argument, it was said that a colored citizen would not be an agreeable member of society. This is more a matter of taste than of law. Several of the States have admitted persons of color to the right of suffrage, and, in this view, have recognised them as citizens, and this has been done in the slave as well as the free States. On the question of citizenship, it must be admitted that we have not been very fastidious. Under the late treaty with Mexico, we have made citizens of all grades, combinations, and colors. The same was done in the admission of Louisiana and Florida. No one ever doubted, and no court ever held that the people of these Territories did not become citizens under the treaty. They have exercised all the rights of citizens, without being naturalized under the acts of Congress.

There are several important principles involved in this case which have been argued, and which may be considered under the following heads:

The locality of slavery, as settled by this court and the courts of the States.
The relation which the Federal Government bears to slavery in the States.
The power of Congress to establish Territorial Governments and to prohibit the introduction of slavery therein.
The effect of taking slaves into a new State or Territory, and so holding them, where slavery is prohibited.
Whether the return of a slave under the control of his master, after being entitled to his freedom, reduces him to his former condition.
Are the decisions of the Supreme Court of Missouri on the questions before us binding on this court within the rule adopted.
In the course of my judicial duties, I have had occasion to consider and decide several of the above points.

As to the locality of slavery. The civil law throughout the Continent of Europe, it is believed, without an exception, is that slavery can exist only within the territory where it is established, and that, if a slave escapes or is carried beyond such territory, his master cannot reclaim him, unless by virtue of some express stipulation. Grotius, lib. 2, chap. 15, 5, 1, lib. 10, chap. 10, 2, 1, Wicqueposts Ambassador, lib. 1, p. 418, 4 Martin 385, Case of the Creole in the House of Lords, 1842, 1 Phillimore on International Law 316, 335.
There is no nation in Europe which considers itself bound to return to his master a fugitive slave under the civil law or the law of nations. On the contrary, the slave is held to be free where there is no treaty obligation, or compact in some other form, to return him to his master. The Roman law did now allow freedom to be sold. An ambassador or any other public functionary could not take a slave to France, Spain, or any other country of Europe without emancipating him. A number of slaves escaped from a Florida plantation, and were received on board of ship by Admiral Cochrane; by the King's Bench, they were held to be free. 2 Barn. and Cres. 440.

In the great and leading case of Prigg v. The State of Pennsylvania, 16 Pet. 539, 14 Curtis 421, this court said that, by the general law of nations, no nation is bound to recognise the state of slavery, as found within its territorial dominions, where it is in opposition to its own policy and institutions, in favor of the subjects of other nations where slavery is organized. If it does it, it is as a matter of comity, and not as a matter of international right. The state of slavery is deemed to be a mere municipal regulation, founded upon and limited to the range of the territorial laws. This was fully recognised in Somersett's Case, Lafft's Rep. 1, 20 Howell's State Trials, 79, which was decided before the American Revolution.

There was some contrariety of opinion among the judges on certain points ruled in Prigg's Case, but there was none in regard to the great principle that slavery is limited to the range of the laws under which it is sanctioned.

No case in England appears to have been more thoroughly examined than that of Somersett. The judgment pronounced by Lord Mansfield was the judgment of the Court of King's Bench. The cause was argued at great length, and with great ability, by Hargrave and others, who stood among the most eminent counsel in England. It was held under advisement from term to term, and a due sense of its importance was felt and expressed by the Bench.

In giving the opinion of the court, Lord Mansfield said:

"The state of slavery is of such a nature that it is incapable of being introduced on any reasons, moral or political, but only by positive law, which preserves its force long after the reasons, occasion, and time itself from whence it was created is erased from the memory; it is of a nature that nothing can be suffered to support it but positive law."

He referred to the contrary opinion of Lord Hardwicke, in October, 1749, as Chancellor: "That he and Lord Talbot, when Attorney and Solicitor General, were of opinion that no such claim as here presented, for freedom, was valid."

The weight of this decision is sought to be impaired from the terms in which it was described by the exuberant imagination of Curran. The words of Lord Mansfield, in giving the opinion of the court, were such as were fit to be used by a great judge in a most important case. It is a sufficient answer to all objections to that judgment that it was pronounced before the Revolution, and that it was considered by this court as the highest authority. For near a century, the decision in Somersett's Case has remained the law of England. The Case of the Slave Grace, decided by Lord Stowell in 1827, does not, as has been supposed, overrule the judgment of Lord Mansfield. Lord Stowell held that, during the residence of the slave in England, "No dominion, authority, or coercion, can be exercised over him." Under another head, I shall have occasion to examine the opinion in the Case of Grace.

To the position that slavery can only exist except under the authority of law, it is objected that in few if in any instances has it been established by statutory enactment. This is no answer to the doctrine laid down by the court. Almost all the principles of the common law had their foundation in usage. Slavery was introduced into the colonies of this country by Great Britain at an early period of their history, and it was protected and cherished until it became incorporated into the colonial policy. It is immaterial whether a system of slavery was introduced by express law or otherwise, if it have the authority of law. There is no slave State where the institution is not recognised and protected by statutory enactments and judicial decisions. Slaves are made property by the laws of the slave States, and as such are liable to the claims of creditors; they descend to heirs, are taxed, and, in the South, they are a subject of commerce.

In the case of Rankin v. Lydia, 2 A. K. Marshall's Rep., Judge Mills, speaking for the Court of Appeals of Kentucky, says:

"In deciding the question [of slavery], we disclaim the influence of the general principles of liberty which we all admire, and conceive it ought to be decided by the law as it is, and not as it ought to be. Slavery is sanctioned by the laws of this State, and the right to hold slaves under our municipal regulations is unquestionable. But we view this as a right existing by positive law of a municipal character, without foundation in the law of nature or the unwritten and common law."

I will now consider the relation which the Federal Government bears to slavery in the States:

Slavery is emphatically a State institution. In the ninth section of the first article of the Constitution, it is provided

"that the migration or importation of such persons as any of the States now existing shall think proper to admit shall not be prohibited by the Congress prior to the year 1808, but a tax or duty may be imposed on such importation not exceeding ten dollars for each person."

In the Convention, it was proposed by a committee of eleven to limit the importation of slaves to the year 1800, when Mr. Pinckney moved to extend the time to the year 1808. This motion was carried -- New Hampshire, Massachusetts, Connecticut, Maryland, North Carolina, South Carolina, and Georgia, voting in the affirmative, and New Jersey, Pennsylvania, and Virginia, in the negative. In opposition to the motion, Mr. Madison said:

"Twenty years will produce all the mischief that can be apprehended from the liberty to import slaves, so long a term will be more dishonorable to the American character than to say nothing about it in the Constitution."

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